In-Situ Analysis of Expansion Stiffness and Compression Stiffness in Lithium-ion Batteries

Updated on 2026/07/24
Table of Contents

Abstract

Cell stiffness measurement in lithium-ion batteries splits into two distinct concepts: compression stiffness (also called compressive stiffness) — resistance to elastic deformation under externally applied static load — and expansion stiffness — resistance to dimensional change generated internally during lithium (de-)intercalation while cycling. Using an IEST SWE2110 in-situ swelling analyzer, this study quantified both across five state-of-charge (SOC) states and five applied preloads (0.02–0.42 MPa). Expansion stiffness depends strongly on SOC and applied preload and is measurably lower than compression stiffness — meaning compression testing alone significantly overestimates the constraining force a cell actually exerts during real charge/discharge cycling, which has direct implications for module clamp and preload design.

1. Introduction

Cell mechanical stiffness affects appearance, module integrity, and abuse resistance of lithium-ion batteries. Mechanical stiffness of cells is commonly split into two concepts:

Table 1. Two concepts of lithium-ion cell mechanical stiffness.
Concept Definition
Compression stiffness (compressive stiffness) Resistance to elastic deformation under externally applied static load (e.g., mechanical squeeze testing)
Expansion stiffness Resistance to dimensional change generated internally during lithium (de-)intercalation — i.e., during charge/discharge

While compression testing is simple, it is often used as an approximate proxy for expansion stiffness. This study demonstrates that the two are not equivalent: electrochemical state (SOC/DOD) and preload markedly alter expansion stiffness, so direct measurement under cycling conditions is required for accurate module and safety design.

2. Test Information

2.1 Equipment

In-Situ Battery Swelling Analyzer — SWE2110 (IEST). High-precision displacement sensor and load cell enable real-time logging of thickness, force/pressure, temperature, voltage, current, and capacity. The SWE2110 supports constant-pressure and constant-gap control.

Compression stiffness can be measured with a general-purpose compression testing machine under static, non-cycling conditions. Expansion stiffness, by contrast, must be captured while a cell is actively charging and discharging — requiring synchronized, real-time acquisition of force, displacement, temperature, voltage, current, and capacity throughout the cycle. This requirement for simultaneous mechanical and electrochemical data logging during active cycling is what a dedicated in-situ instrument like the SWE2110 provides, distinguishing it from a general-purpose compression tester.

Schematic diagram of the IEST SWE2110 in-situ swelling analysis system used for cell stiffness measurement, supporting constant-pressure and constant-gap control for expansion and compression stiffness testing

Figure 1. Schematic diagram of the in-situ swelling analysis system(SWE Series)

2.2 Cell Information

Details of the cell used in this study are summarized in Table 1.

Table 2. Information of Cell.
Item Parameter
Norminal capacity 2300mAh
Cathode material LCO
Anode Material Graphite
Model 345877

2.3 Charging and Discharging Process

Table 3. Charging and Discharging Process
No. Step Stop Condition Sampling Frequency
1 Rest 60 min 1s
2 0.5C CC Cut-off Voltage 4.35 V 1s
3 4.35V CV Cut-off Current 0.05C 1s
4 Rest 10 min 1s
5 0.5C DC Cut-off Voltage 3.0V 1s

3. Results and Analysis

3.1 Expansion Stiffness

Using the constant-pressure mode of the SWE2110, tests were conducted under applied pressures of 10 kg (0.02 MPa), 30 kg (0.06 MPa), 50 kg (0.10 MPa), 100 kg (0.21 MPa), and 200 kg (0.42 MPa). As illustrated in Figure 2, cell thickness increased during charging—corresponding to lithium intercalation in the anode—while higher applied pressure reduced overall expansion.

Expansion stiffness is calculated as $K = \Delta F / \Delta \delta$, where $F$ is applied force and $\delta$ is thickness. This is the same fundamental relationship (force per unit displacement) used for compression stiffness, but expansion stiffness is measured from the force and thickness changes generated internally during cycling rather than from an externally applied static load.

Results in Table 4 and Figure 3 indicate that stiffness values rise with increasing pressure and vary with the state of charge (SOC) or depth of discharge (DOD):

  • Expansion stiffness is highest at the beginning of charge, then decreases and stabilizes.

  • During discharge, stiffness initially increases, peaks around 30–50% DOD, and subsequently declines.

Thickness variation curve of lithium-ion cell charge and discharge under five applied pressures from 0.02 to 0.42 MPa, used to calculate expansion stiffness

Figure 2. Thickness variation curve of charge/discharge of battery cell under different pressures

Table 4. Expansion stiffness of battery cells at different SOCs (charging process on the left, discharging process on the right)

SOC Stress Stiffness (kN/mm)
30-10 50-10 100-10 200-10
0% 33.9 37.0 40.4 44.9
10% 32.3 35.1 38.8 43.4
20% 30.8 34.8 38.3 43.0
30% 30.3 34.5 38.0 43.3
40% 31.2 35.1 38.5 43.5
50% 30.8 34.8 38.5 43.6
60% 30.8 34.5 38.1 43.5
70% 31.2 35.1 38.1 43.4
80% 31.3 35.1 38.1 43.4
90% 32.3 35.4 38.3 43.6
100% 31.2 34.5 37.2 43.0

DOD Stress Stiffness (kN/mm)
30-10 50-10 100-10 200-10
0% 30.8 34.2 37.0 43.0
10% 31.7 35.4 37.7 43.3
20% 31.3 35.1 38.0 43.5
30% 31.7 36.0 38.3 44.1
40% 30.8 35.7 38.3 44.3
50% 30.8 35.7 38.1 44.2
60% 29.9 35.1 38.0 44.0
70% 29.4 34.8 37.5 43.7
80% 29.0 34.2 37.3 43.4
90% 28.2 34.2 37.0 43.2
100% 28.6 34.6 37.2 43.5

Trend of lithium-ion cell expansion stiffness across different SOC and DOD states, showing peak stiffness at the beginning of charge and around 30-50% depth of discharge

Figure 3. Trend of cell expansion stiffness for different SOC/DOD states

3.2 Compression Stiffness

Cells at SOC levels of 0%, 30%, 50%, 80%, and 100% were subjected to the same pressure conditions to measure compressive stiffness under static load. Measured compression stiffness values (Table 5, left) were significantly higher than expansion stiffness (Table 5, right), confirming that using compression stiffness to approximate expansion behavior may lead to substantial error.

Table 5. Comparison of cell stiffness (left table compression stiffness, right table expansion stiffness)

SOC Compression Stiffness (kN/mm)
30-10 50-10 100-10 200-10
0% 40.8 42.6 51.7 62.1
30% 90.9 64.5 67.7 75.7
50% 71.4 45.5 59.2 67.6
80% 83.3 66.7 69.8 77.6
100% 71.4 61.5 65.2 69.6

SOC Expansion Stiffness (kN/mm)
30-10 50-10 100-10 200-10
0% 33.9 37.0 40.4 44.9
30% 30.3 34.5 38.0 43.3
50% 30.8 34.8 38.5 43.6
80% 31.3 35.1 38.1 43.4
100% 31.2 34.5 37.2 43.0

Need Expansion & Compression Stiffness Data for Module Design?

The IEST SWE2110 in-situ swelling analyzer measures true in-cycle expansion stiffness alongside static compression stiffness — across SOC, DOD, and preload — with synchronized force, thickness, and electrochemical data logging.

Explore the SWE2110 In-Situ Swelling Analyzer →

4. Discussion & Practical Recommendations

4.1 Why expansion stiffness differs from compression stiffness

Table 5. Mechanistic difference between expansion stiffness and compression stiffness.
Stiffness Type What Governs the Measured Value
Expansion stiffness How electrochemically generated stresses transmit through electrode microstructure, SEI layers, and current collectors; influenced by electrode porosity, binder elasticity, particle cracking, and interfacial slip
Compression (compressive) stiffness Response to externally applied, uniform mechanical load; dominated by bulk collector and pouch mechanics rather than in-cycle microstructural rearrangements

4.2 Test recommendations

  1. Direct in-cycle measurement: Use SWE2110 constant-pressure mode to obtain true expansion stiffness across SOC windows relevant to your application.

  2. Multi-pressure characterization: Test multiple preload levels to understand module preload sensitivity.

  3. SOC mapping: Measure expansion stiffness at representative SOCs (e.g., 0%, 30%, 50%, 80%, 100%) because stiffness varies nonlinearly with SOC.

  4. Statistical sampling: Test multiple cells to capture manufacturing scatter and irreversible changes over cycling.

  5. Use both metrics wisely: Use compression stiffness for mechanical packaging studies where external compression dominates; use expansion stiffness for in-service deformation, stress accumulation and module clamp design.

4.3 Implications for design

  • Module clamps and springs must be specified considering lower expansion stiffness (i.e., cells exert less constraining force during swelling than predicted from compression tests), otherwise fasteners may be underspecified or overcompensated leading to unnecessary mass/complexity.

  • Safety analyses and drop/impact models should incorporate in-cycle stiffness to estimate realistic deformation and potential shorting risks.

5. Summary

This study demonstrates that the SWE2110 system effectively characterizes both expansion stiffness and compression stiffness in lithium-ion cells. Results confirm that cell stiffness is influenced not only by SOC/DOD but also by the magnitude of applied pressure. Crucially, compression stiffness cannot be directly used to estimate expansion stiffness due to measurable differences between the two. These findings underscore the need for dedicated expansion-stiffness testing to ensure accurate mechanical modeling and enhanced safety design in battery development.

6. References

[1] Hoeschele P , Heindl SF , Erker S ,et al. Influence of reversible swelling and preload force on the failure behavior of a lithium-ion pouch cell tested under realistic boundary conditions[J].Journal of Energy Storage, 2023.

[2] ZHU Maoyu,HE Jianchao,YU Ao,et al. Method for testing the expansion stiffness of an cell. Patent No. 202310112653[P][2024-01-15].

7. FAQs

7.1 What is the difference between expansion stiffness and compression stiffness?

Compression stiffness (also called compressive stiffness) measures a cell’s resistance to elastic deformation under an externally applied static load, similar to a mechanical squeeze test. Expansion stiffness measures resistance to dimensional change generated internally during lithium (de-)intercalation as the cell charges and discharges. This study found expansion stiffness is measurably lower than compression stiffness, so compression testing alone tends to overestimate the constraining force a cell exerts during real cycling.

7.2 How is cell stiffness measurement performed for expansion stiffness?

Expansion stiffness is calculated as K = ΔF/Δδ (force change over thickness change), measured while a cell is actively cycling under a fixed applied pressure using an in-situ instrument such as the IEST SWE2110. Because the stiffness value depends on state of charge and applied preload, measurement should be performed across representative SOC/DOD points (e.g., 0%, 30%, 50%, 80%, 100%) and multiple pressure levels rather than at a single condition.

7.3 Why does expansion stiffness vary with SOC and DOD?

Expansion stiffness reflects how electrochemically generated stresses transmit through the electrode microstructure, SEI layers, and current collectors — properties that change as lithium intercalates and de-intercalates. In this study, expansion stiffness was highest at the start of charge, then decreased and stabilized, while during discharge it increased, peaked around 30–50% DOD, and then declined, reflecting the nonlinear mechanical response of the electrode microstructure across the cycle.

7.4 Should module clamp and preload design use expansion stiffness or compression stiffness?

Module clamps, springs, and fasteners should be specified using expansion stiffness data rather than compression stiffness, because compression stiffness significantly overestimates the constraining force a cell exerts during actual in-service swelling. Using compression stiffness alone risks underspecifying or overcompensating clamp design, leading to safety margin errors or unnecessary added mass and complexity.

7.5 Can this stiffness data inform compression pad or preload fixture design?

This study’s expansion and compression stiffness data — particularly how expansion stiffness varies with SOC, DOD, and preload — provides input data relevant to sizing compression pads, preload fixtures, and module clamp force for a given cell format. This article reports the underlying cell-level stiffness measurements; specific pad or fixture geometry and compression curve design are separate downstream engineering steps not covered here.

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